Jefferson Shreve

Morgan Stanley 37-Month One-time Callable Note INDU/SPX - May 2026 $5,000,000 D : Structured Note

JP Morgan 3-Year Auto Callable Buffer Note INDU/NDX/RTY- May $25,000,000 2026 D : Structured Note

Prudential RILA - 10% Buffer 6-year Alliance Bernstein 500 Plus Index $5,000,000 with participation rate ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Buffered Indexed Annuity Exchange

Prudential RILA - 10% Buffer 3-year S&P 500 Index $5,000,000 D : Buffered Indexed Annuity Exchange

Prudential RILA - 10% Buffer 3-year Alliance Bernstein 500 Plus Index $5,000,000 D : Buffered Indexed Annuity Exchange

Brighthouse Buffered Annuity S&P 500 Trigger Rate $25,000,000 D : Buffered Indexed Annuity Exchange

Brighthouse Buffered Annuity Russell 2000 Cap Rate $25,000,000 D : Buffered Indexed Annuity Exchange

JP Morgan 3-year one-time callable barrier note $25,000,000 D : Structured Note

JP Morgan 3-year auto callable buffer note $25,000,000 D : Structured Note

JP Morgan 3-year auto callable buffer note $25,000,000 D : Structured Note

JP Morgan 3-year auto callable buffer note $25,000,000 D : Structured Note

JP Morgan 3-year auto callable buffer note $25,000,000 D : Structured Note

Prudential RILA - 10% Buffer 3-year Alliance Bernstein 500 Plus Index $25,000,000 D : Buffered Index Annuity

Prudential RILA - 10% Buffer 3-year S&P 500 Index $25,000,000 D : Buffered Index Annuity

Prudential RILA - 10% Buffer 6-year Alliance Bernstein 500 Plus Index $25,000,000 with participation rate D : Buffered Index Annuity

JP Morgan 5 year Barrier Note INDU/NDX/RTY D : Structured Note

Bank of Montreal 13-Month Digital Buffer Note $25,000,000 D : Structured Note

Wells Fargo 6.491 10/23/34 '33 MTN $100,000 D : Account Closing

Wells Fargo 5.574 07/25/29 '28 Mtn $50,000 D : Account Closing

Weld Cnty Colo Sch Dist No Re 4.50000 2025-12-01 D : Account Closing

Washington Cnty Tenn 4.0000 2027- 06-01 $100,000 D : Account Closing

Vistancia Cmnty Facs Dist Arizona 4.00 2025-07-15 $100,000 D : Account Closing

Vermillion S D Sch Dist No 13-1 5.0000 2030-08-01 D : Account Closing

Tri-cnty Met Transn Dist Ore Rev 5.000 2027-09-01 D : Account Closing

Texas Tech Univ Revs 5.000 2029- 02-15 D : Account Closing

Spotsylvania Cnty VA Wtr & Swr Rev 5.0000 2025-12-01 $50,000 D : Account Closing

Southwest Allen Ind Multi Sch Bldg Corp 5.0000 2029-07-15 $50,000 D : Account Closing

South Jordan Utah Sales Tax Rev 5.00 2028-8-15 D : Account Closing

Sherman Tex 5.0000 2025-08-15 D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Port Tacoma Wash Rev 4.0000 2025- 12-01 D : Account Closing

PNC Finl Svc 6.875 10/20/34 '33 FRN $100,000 D : Account Closing

Oviedo FLA Util Rev 5.0000 2032-10- 01 D : Account Closing

Oregon St 5.0000 2028-12-01 D : Account Closing

Omaha Pub Pwr Dist Neb Elec Rev 5.0000 2027-02-01 $50,000 D : Account Closing

New York NY Transitional Fin Auth Bldg Aid Rev 5.0000 2030-07-15 D : Account Closing

New York NY City Transitional Fin Auth Bldg Aid Rev 5.000 2029-07-15 D : Account Closing

New York NY 5.0000 2033-08-01 D : Account Closing

New York NY 5.0000 2028-08-01 $50,000 D : Account Closing

Minnesota St 5.00000 2025-08-01 $50,000 D : Account Closing

Minnesota ST 5.00 2025-08-01 D : Account Closing

Metropolitan Govt Nashville & Davidson CntyTN 4.0000 2032-01- 01/ 592112UX2 D : Account Closing

Memphis-Shelby Cnty TN Indl Dev Brd Economic Dev Growth Engine $50,000 TDZ Rev 5.0000 2025-11-01 D : Account Closing

Memphis TN 5.0000 2032-05-01 D : Account Closing

Maryland St Dept Transn Cons Transn 5.000 2029-09-01 D : Account Closing

Lovejoy Indpt Sch Dist Tex 4.0000 2032-2-15 $50,000 D : Account Closing

Las Vegas Nev 4.000 2027-06-01 D : Account Closing

Laredo TEX 5.000 2031-2-15/ 516824JB6 D : Account Closing

Lakewood Ohio City Sch Dist 5.0000 2025-12-01 D : Account Closing

Kansas City MO 4.0000 2030-02-01 $50,000 D : Account Closing

JP Morgan 4.912 7-25-33 '32/ 46647PDH6 D : Account Closing

Houston Tex 5.000 2031-03-01/ 4423315C4 D : Account Closing

Gregory Portland Tex Indpt Sch Dist 5.000 2028-02-15 $50,000 D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Greater Orlando Aviation Auth Orlando FLA Arpt Fac Rev 2032-10- 01 D : Account Closing

Grand Praire Tex 5.0000 2032-02-15 $50,000 D : Account Closing

General Motors Financial Company Inc 2.35 2031-01-08 $100,000 D : Account Closing

Fort Bend Tex Indpt Sch Dist 5.00 2027-8-15/ 346843KW4 $50,000 D : Account Closing

Florida St Dept Transn Fing Corp Rev 5.000 2032-07-01 D : Account Closing

Florida St Dept Environmental Protn ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Preservation Rev 5.00 2026-07-01 D : Account Closing

Douglas Cnty Neb Sch Dist No001 5.000 2028-12-15 $50,000 D : Account Closing

District Columbia Income Tax Rev 5.000 2032-03-01 D : Account Closing

Denton Tex Indpt Sch Dist 5.0000 2029-08-15 D : Account Closing

Denton Tex 5.0000 2029-02-15 D : Account Closing

Denton Cnty Tex 4.0000 2029-07-15 D : Account Closing

Cypress Fairbanks Tex Indpt Sch Dist 5.0000 2032-02-15 D : Account Closing

Cuyahoga Cnty Ohio Economic Dev Rev 5.000 2025-12-01 $50,000 D : Account Closing

Comcast 6.50% maturing 11/15/35 $50,000 05/13/2025 05/15/2025 $1,001 - $15,000 D : Account Closing 05/12/2025 05/15/2025 $15,001 - Comcast Corporation - Class A S $50,000 Common Stock 05/12/2025 05/15/2025 $15,001 - D : Account Closing 05/12/2025 05/15/2025 $15,001 - Connecticut St Spl Tax Oblig Rev 5.00 S 2032-5-1/ 207758ZUO 05/13/2025 05/15/2025 $50,001 - D : Account Closing ConocoPhillips Common Stock (COP) S D : Account Closing Constellation Energy Corporation - P Common Stock D : Portfolio Rebalance Constellation Energy Corporation - S Common Stock D : Account Closing Copart, Inc. - Common Stock (CPRT) S D : Account Closing Corpus Christi Tex Indpt Sch Dist S 4.000 2028-08-15 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Colorado St Brd Governors Univ Enterprise Sys Rev 5.000 2030-03-01 D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Zoom Communications, Inc. - Class A Common Stock D : Account Closing

Zoetis Inc. Class A Common Stock D : Account Closing

Workday, Inc. - Class A Common Stock D : Account Closing

Williams Companies, Inc. D : Account Closing

Western Digital Corporation - Common Stock D : Account Closing

Welltower Inc. Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Wells Fargo & Company Common Stock D : Account Closing

Warner Bros. Discovery, Inc. - Series A Common Stock D : Account Closing

Walt Disney Company D : Account Closing

Walmart Inc. Common Stock $250,000 D : Account Closing

Visa Inc. D : Account Closing

Vertex Pharmaceuticals Incorporated - Common Stock D : Account Closing

Verizon Communications Inc. Common Stock D : Account Closing

Univest Financial Corporation - Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

United Community Banks, Inc. Common Stock D : Account Closing

Union Pacific Corporation Common Stock D : Account Closing

Uber Technologies, Inc. Common Stock D : Account Closing

Transdigm Group Incorporated Common Stock D : Account Closing

Trane Technologies plc D : Account Closing

TJX Companies, Inc. D : Account Closing

The Trade Desk, Inc. - Class A Common Stock D : Account Closing

The J.M. Smucker Company Common Stock D : Account Closing

The Cigna Group Common Stock $50,000 D : Account Closing

The Carlyle Group Inc. - Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Texas Instruments Incorporated - Common Stock D : Account Closing

Tesla, Inc. - Common Stock $250,000 D : Account Closing

Take-Two Interactive Software, Inc. - Common Stock D : Account Closing

Sysco Corporation Common Stock D : Account Closing

Synopsys, Inc. - Common Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Stryker Corporation Common Stock D : Account Closing

Spotify Technology S.A. Ordinary Shares D : Account Closing

Snowflake Inc. Class A Common Stock D : Account Closing

Sherwin-Williams Company $50,000 D : Account Closing

Schneider National, Inc. Common Stock D : Account Closing

SBA Communications Corporation - Class A Common Stock D : Account Closing

Salesforce, Inc. Common Stock $50,000 D : Account Closing

S&P Global Inc. Common Stock D : Account Closing

Rush Enterprises, Inc. - Class B Common Stock D : Account Closing

Realty Income Corporation Common Stock D : Account Closing RLI Corp. Common Stock D : Account Closing Ross Stores, Inc. - Common Stock S D : Account Closing Royal Caribbean Cruises Ltd. S Common Stock D : Account Closing Royal Gold, Inc. - Common Stock S D : Account Closing RTX Corporation Common Stock S ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Rapid7, Inc. - Common Stock $50,000 05/12/2025 05/15/2025 $50,001 - D : Account Closing $100,000

Quanta Services, Inc. Common Stock 05/12/2025 05/15/2025 $50,001 - D : Account Closing $100,000

PulteGroup, Inc. Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Prudential Financial, Inc. Common Stock D : Account Closing

Progressive Corporation D : Account Closing

Procter & Gamble Company D : Account Closing

Primerica, Inc. Common Stock $50,000 D : Account Closing

Palantir Technologies Inc. - Class A Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Oracle Corporation Common Stock D : Account Closing

Old Republic International Corporation Common Stock D : Account Closing

NVIDIA Corporation - Common Stock 05/13/2025 05/15/2025 $1,001 - $15,000 D : Portfolio Rebalance 05/13/2025 05/15/2025 $1,001 - $15,000 Occidental Petroleum Corporation P Common Stock D : Portfolio Rebalance Occidental Petroleum Corporation S Common Stock D : Account Closing OGE Energy Corp Common Stock S D : Account Closing Ohio St Spl Oblig 5.0000 2029-04-01 S D : Account Closing Ohio St Wtr Dev Auth Wtr Pollution S Ctl Rev 5.000 2032-06-01 D : Account Closing Ohio St Wtr Dev Auth Wtr Pollution S Ctl Rev 5.000 2032-06-01 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

NVIDIA Corporation - Common Stock 05/08/2025 05/15/2025 $15,001 - D : Account Closing $50,000

NiSource Inc Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

NextEra Energy, Inc. Common Stock D : Account Closing

Newmont Corporation D : Account Closing

Netflix, Inc. - Common Stock $250,000 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Nasdaq, Inc. - Common Stock D : Account Closing

MicroStrategy Incorporated - Class A Common Stock D : Account Closing

Microsoft Corporation - Common Stock D : Account Closing

Meta Platforms, Inc. - Class A Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

McKesson Corporation Common Stock D : Account Closing

McDonald's Corporation Common Stock D : Account Closing

Match Group, Inc. - Common Stock D : Account Closing

Mastercard Incorporated Common Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Marvell Technology, Inc. - Common Stock D : Account Closing

Marathon Petroleum Corporation Common Stock D : Account Closing

lululemon athletica inc. - Common Stock D : Account Closing

Lowe's Companies, Inc. Common Stock D : Account Closing

Lockheed Martin Corporation Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Littelfuse, Inc. - Common Stock D : Account Closing

Linde plc - Ordinary Shares D : Account Closing

Lennar Corporation Class A Common Stock D : Account Closing

Lam Research Corporation - Common Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Kroger Company D : Account Closing

JP Morgan Chase & Co. Common Stock D : Account Closing

Johnson & Johnson Common Stock D : Account Closing

Intuitive Surgical, Inc. - Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Intuit Inc. - Common Stock $250,000 D : Account Closing

International Business Machines Corporation Common Stock D : Account Closing

IDEXX Laboratories, Inc. - Common Stock D : Account Closing

IDACORP, Inc. Common Stock $50,000 D : Account Closing

Hubbell Inc Common Stock $50,000 D : Account Closing

Home Depot, Inc. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Home BancShares, Inc. Common Stock D : Account Closing

Highwoods Properties, Inc. Common Stock D : Account Closing

Hanover Insurance Group Inc $50,000 D : Account Closing

Halliburton Company Common Stock D : Account Closing

Goldman Sachs Group, Inc. D : Account Closing

Gilead Sciences, Inc. - Common Stock D : Account Closing

General Motors Company Common Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

GE Vernova Inc. Common Stock D : Account Closing

GE Aerospace Common Stock $100,000 D : Account Closing

Fortinet, Inc. - Common Stock D : Account Closing

Fiserv, Inc. Common Stock D : Account Closing

First Busey Corporation - Common Stock D : Account Closing

Fidelity National Information Services, Inc. Common Stock D : Account Closing

Exxon Mobil Corporation Common Stock D : Account Closing

Exponent, Inc. - Common Stock D : Account Closing

EPAM Systems, Inc. Common Stock D : Account Closing

Eli Lilly and Company Common Stock D : Account Closing

Elevance Health, Inc. Common Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Edwards Lifesciences Corporation Common Stock D : Account Closing

DoorDash, Inc. - Common Stock D : Account Closing

Dollar General Corporation Common Stock D : Account Closing

Discover Financial Services Common ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Stock D : Account Closing

DexCom, Inc. - Common Stock D : Account Closing

Devon Energy Corporation Common Stock D : Account Closing

Delta Air Lines, Inc. Common Stock ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Deere & Company Common Stock D : Account Closing

Danaher Corporation Common Stock D : Account Closing

CVS Health Corporation Common Stock D : Account Closing

CSX Corporation D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Crown Castle Inc. Common Stock D : Account Closing

CrowdStrike Holdings, Inc. - Class A Common Stock D : Account Closing

Coterra Energy Inc. Common Stock D : Account Closing

Costco Wholesale Corporation - Common Stock D : Account Closing

CoStar Group, Inc. - Common Stock D : Account Closing

Coinbase Global, Inc. - Class A Common Stock D : Account Closing

Coca-Cola Company D : Account Closing

CNO Financial Group, Inc. Common Stock D : Account Closing

CME Group Inc. - Class A Common Stock D : Account Closing

Cloudflare, Inc. Class A Common Stock D : Account Closing

Chipotle Mexican Grill, Inc. Common Stock D : Account Closing Chubb Limited Common Stock (CB) S D : Account Closing Cintas Corporation - Common Stock S D : Account Closing Cintas Corporation - Common Stock S (partial) D : Portfolio Rebalance Cisco Systems, Inc. - Common Stock S D : Account Closing Citigroup Inc 5.875 2033-02-22 S ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Chevron Corporation Common Stock 05/08/2025 05/15/2025 $15,001 - D : Account Closing $50,000

Cheniere Energy, Inc. Common Stock D : Account Closing ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Charter Communications, Inc. - Class A Common Stock D : Account Closing

Charles Schwab Corporation $50,000 D : Account Closing

Charles River Laboratories International, Inc. Common Stock D : Account Closing

Centene Corporation Common Stock D : Account Closing

Cencora, Inc. Common Stock $100,000 D : Account Closing

Cboe Global Markets, Inc. $100,000 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > D : Account Closing

Caterpillar, Inc. Common Stock $50,000 D : Account Closing

Casella Waste Systems, Inc. - Class A Common Stock D : Account Closing

Carnival Corporation Common Stock D : Account Closing