All trades

Westinghouse air Brake Technologies Corporation (WaB) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > DEsCRIPTIoN: Formerly known as Wabtec Corporation

Walgreens Boots alliance, Inc. (WBa) [sT]

state street Corporation (sTT) [sT] The Kraft Heinz Company s 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg [sT] Transdigm group Incorporated s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 bcdefg Transdigm group Inc. (TDg) [sT]

schlumberger N.V. (slB) [sT] suBHolDINg oF: - Trust 1

Regeneron Pharmaceuticals, Inc. (REgN) [sT]

Philip Morris International Inc [sT] PNC Financial services VaR RT s 08/27/2019 09/09/2019 $1,001 - $15,000 cdefg 12/31/2049 dtd 05/07/2013 [Cs] DEsCRIPTIoN: Preferred security

PaCCaR Inc. (PCaR) [sT] suBHolDINg oF: - Trust 1

Nordstrom, Inc. [sT]

Newell Brands Inc. (NWl) [sT] Nielsen N.V. ordinary shares s 08/13/2019 09/09/2019 $1,001 - $15,000 gfedc (NlsN) [sT]

Kohl's Corporation (Kss) [sT] l Brands, Inc. (lB) [sT] s 08/13/2019 09/09/2019 $1,001 - $15,000 gfedc lyondellBasell Industries NV s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 gfedc ordinary shares Class a (lYB) [sT] Macy's Inc [sT] s 08/13/2019 09/09/2019 $1,001 - $15,000 cefgd ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Mohawk Industries, Inc. (MHK) s 08/13/2019 09/09/2019 $1,001 - $15,000 efgdc [sT] Morgan stanley (Ms) [sT] s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg Mosaic Company (Mos) [sT] s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 gfedc Netapp, Inc. (NTaP) [sT] s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 gfecd

Kellogg Company [sT]

gap, Inc. (gPs) [sT] Harris Cnty Tx sr lien-Toll Rd-ser s 08/15/2019 09/09/2019 $15,001 - cdefg a 5% 8/15/2028 dtd 05/14/2009 $50,000 [gs] Honeywell International Inc. s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 bcdefg (HoN) [sT] suBHolDINg oF: - Trust 1 International Paper Company s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg [sT] Invesco ltd (IVZ) [sT] s 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg

FedEx Corporation [sT] Franklin Resources, Inc. (BEN) s 08/13/2019 09/09/2019 $1,001 - $15,000 efgdc [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Corteva, Inc. (CTVa) [sT] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Coty Inc. Class a (CoTY) [sT] $200? s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg Discover Financial svs Var Rt s (partial) 08/29/2019 09/09/2019 $1,001 - $15,000 cdefg 04/30/2166 DTD 10/31/2017 [Cs] DEsCRIPTIoN: Corporate Bond Discover Financial svs Var Rt s (partial) 08/22/2019 09/09/2019 $1,001 - $15,000 gfedc 04/30/2166 DTD 10/31/2017 [Cs] DEsCRIPTIoN: Corporate Bond Dow Inc. (DoW) [sT] s 08/13/2019 09/09/2019 $1,001 - $15,000 gfedc eBay Inc. (EBaY) [sT] s (partial) 08/20/2019 09/09/2019 $1,001 - $15,000 gfedcb suBHolDINg oF: - Trust 1 eBay Inc. (EBaY) [sT] s (partial) 08/22/2019 09/09/2019 $1,001 - $15,000 gfedcb suBHolDINg oF: - Trust 1 eBay Inc. (EBaY) [sT] s (partial) 08/23/2019 09/09/2019 $1,001 - $15,000 gfedcb suBHolDINg oF: - Trust 1 eBay Inc. (EBaY) [sT] s (partial) 08/21/2019 09/09/2019 $1,001 - $15,000 gfedcb suBHolDINg oF: - Trust 1 Ecolab Inc. (ECl) [sT] s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 bcdefg

Chubb limited [sT] suBHolDINg oF: - Trust 1

Charles schwab Corporation (sCHW) [sT] suBHolDINg oF: - Trust 1

Baxter International Inc. (BaX) [sT] BB&T Corporation 5.85% [Cs] s 08/02/2019 09/09/2019 $1,001 - $15,000 cdefg DEsCRIPTIoN: Preferred security ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > Biogen Inc. [sT] $200? s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg Caterpillar, Inc. (CaT) [sT] s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg Cerner Corporation (CERN) [sT] s (partial) 08/01/2019 09/09/2019 $1,001 - $15,000 gfedcb suBHolDINg oF: - Trust 1 Cerner Corporation (CERN) [sT] s (partial) 08/02/2019 09/09/2019 $1,001 - $15,000 bcefgd suBHolDINg oF: - Trust 1

affiliated Managers group, Inc. (aMg) [sT] align Technology, Inc. (algN) s (partial) 08/13/2019 09/09/2019 $1,001 - $15,000 gfedc [sT]

abbVie Inc. (aBBV) [sT] aBIoMED, Inc. (aBMD) [sT] s 08/13/2019 09/09/2019 $1,001 - $15,000 cdefg

a.o. smith Corporation (aos) [sT]

3M Company [sT]

JP Morgan Chase & Co. [sT] suBHolDINg oF: - Trust 1

Estee lauder Companies, Inc. (El) [sT] FedEx Corporation [sT] s 08/16/2019 09/09/2019 $1,001 - $15,000 dcgfe

allstate Corp PFD 5.1% [Cs] DEsCRIPTIoN: Preferred security

Mosaic Company SubHOlDINg OF: Ameriprise SEP IRA

Mosaic Company SubHOlDINg OF: Ameriprise Traditional IRA

Honeywell International Inc. SubHOlDINg OF: Ameriprise Traditional IRA

Honeywell International Inc. SubHOlDINg OF: Ameriprise SEP IRA

Avondale AZ Projs of 1998 2007 build Amer [gS] SubHOlDINg OF: Judith S. Clark Irrevocable Trust DESCRIPTION: 7.8%, 7/1/29 Redeemed 7/1/2019 This transaction was inadvertently excluded from the PTR filed on 9/10/2019. This filing serves as an amendment to that report.

HuYA Inc. American depositary shares, each representing one Class $50,000 A ordinary share (HuYA) [sT]

GoDaddy Inc. Class A bgfedc SUbHOLDING OF: Riverbridge Managed Account - Small Cap US Equities

softbank Corp unsponsored aDR (sFTBY) [sT]

amazon.com, Inc. (aMZN) [sT]

strategic storage Trust IV Inc CL T [Ps] ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > sUbHoLDINg oF: Hern Family Revocable Trust LoCaTIoN: Us DEsCRIPTIoN: initial purchase

Fs Investment Corp II Com [Ps] sUbHoLDINg oF: Hern Family Revocable Trust LoCaTIoN: Us DEsCRIPTIoN: Reinvest Dividends JT Northstar Realty Europe Corp s 09/30/2019 09/30/2019 $1,001 - $15,000 gfedcb Com [Ps] sUbHoLDINg oF: Hern Family Revocable Trust LoCaTIoN: Us DEsCRIPTIoN: Cash Merger at $17.00780 per share

Fs Energy & Power Fund [Ps] sUbHoLDINg oF: Hern Family Revocable Trust LoCaTIoN: Us DEsCRIPTIoN: Reinvest Dividends

united Parcel Service, Inc. (uPS) SubHOlDINg OF: Morgan Stanley INH IRA

Starbucks Corporation (SbuX) SubHOlDINg OF: Morgan Stanley INH IRA

Prologis, Inc. (PlD) SubHOlDINg OF: Morgan Stanley INH IRA

Dollar general Corporation (Dg) SubHOlDINg OF: Morgan Stanley INH IRA

uPM-Kymmene oyj (uPMKY) SuBHolDINg oF: National Financial Services/Fidelity - Premiere Select IRA Int'l DESCRIPTIoN: Sold 81 shares

Procter & gamble Company (Pg) DESCRIPTIoN: Reinvested Shares

US T BILL DUE 03/26/20

Verizon Communications Inc. $100,000

Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares

Intuit Inc.

Amgen Inc.

Accenture plc Class A Ordinary Shares

Paychex, Inc.

Microsoft Corporation $50,000 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >