All trades

Tiffany & Co.

UNIV Missippii MS 5% 10/01/24 [gS] $250,000 SUBHoLDINg oF: BNY Mellon 5000

Rockdale County Develop 5% 7/1/26 [gS] SUBHoLDINg oF: BNY Mellon 5000

Colorado ST Hlth Fac 5% 01/01/24 [gS] $250,000 defgc SUBHoLDINg oF: BNY Mellon 5000 gcfed

Vermont St Eductnl 4% 12/1/19 [gS] $250,000 SUBHoLDINg oF: BNY Mellon 5000

Massachusetts ST Sch 5% 2/15/26 [gS] $250,000 cdefg SUBHoLDINg oF: BNY Mellon 5000

Johnson & Johnson

CVS Health Corporation

Taiwan Semiconductor Manufacturing Company ltd. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOldINg OF: Ameriprise SEP IRA

Pioneer Natural Resources Company SubHOldINg OF: Ameriprise SEP IRA

Pioneer Natural Resources Company SubHOldINg OF: Ameriprise Traditional IRA

Kimberly-Clark Corporation SubHOldINg OF: Ameriprise Traditional IRA

Kimberly-Clark Corporation SubHOldINg OF: Ameriprise SEP IRA

Invitation Homes Inc. SubHOldINg OF: Ameriprise SEP IRA

Invitation Homes Inc. SubHOldINg OF: Ameriprise Traditional IRA

Invesco ltd SubHOldINg OF: Ameriprise Traditional IRA

Invesco ltd SubHOldINg OF: Ameriprise SEP IRA

Hasbro, Inc. SubHOldINg OF: Ameriprise SEP IRA

Coca-Cola European Partners plc Ordinary Shares SubHOldINg OF: Ameriprise Traditional IRA ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Coca-Cola European Partners plc Ordinary Shares SubHOldINg OF: Ameriprise SEP IRA

Centene Corporation SubHOldINg OF: Ameriprise SEP IRA

Centene Corporation SubHOldINg OF: Ameriprise Traditional IRA

AMC Networks Inc. - Class A SubHOldINg OF: Ameriprise Traditional IRA

AMC Networks Inc. - Class A SubHOldINg OF: Ameriprise SEP IRA

Nisource Inc [sT] subHoLDING oF: Morgan stanley IRA - X142 Roche Holdings AG basel s (partial) 12/05/2019 12/05/2019 $1,001 - $15,000 gfedc American Depositary shares (RHHbY) [sT] subHoLDING oF: Morgan stanley IRA - X141 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > state street Corporation (sTT) [sT] s (partial) 11/21/2019 11/21/2019 $1,001 - $15,000 egcdf subHoLDING oF: Morgan stanley IRA - X141 ubiquiti Inc. (uI) [sT] s (partial) 12/12/2019 12/12/2019 $1,001 - $15,000 fegcd subHoLDING oF: Morgan stanley IRA - X142

Maryland State Community 3.85% [gS] SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 50,000 units of Maryland State Community 3.85%

BLF FedFund TDDXX SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: Sweep sale of Blackrock Liq FDS FedFunds

North Allegheny PA Sch 5.00% [gS] SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 50,000 units of North Allegheny PA Sch 5.00%

BLF FedFund TDDXX SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: Sweep sale of Blackrock Liq FDS FedFunds

US Treasury bond [gS] SUbHoLDINg oF: Welch account

Vanguard Div appreciation ETF SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

Vanguard Div appreciation ETF SUbHoLDINg oF: WF 25 (Wells Fargo Financial) cdfge

DR S&P Dividend ETF SUbHoLDINg oF: WF 25 (Wells Fargo Financial) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

DR bloomberg barclays Convertible Securities ETF (CWb) $100,000 SUbHoLDINg oF: WF 25 (Wells Fargo Financial)

DR bloomberg barclays Convertible Securities ETF (CWb) $50,000 SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

goldman Sachs activebeta U.S. Large Cap Equity ETF SUbHoLDINg oF: WF 95 (Wells Fargo Financial)

goldman Sachs activebeta U.S. Large Cap Equity ETF SUbHoLDINg oF: WF 95 (Wells Fargo Financial) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains >

Fanuc Limited ordinary Shares SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 15 units of Fanuc Ltd

Daifuku Co Ltd ordinary Shares SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 60 units Daifuku Co Ltd

Daifuku Co Ltd ordinary Shares SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 60 units of Daifuku Co Ltd

BLF FedFund TDDXX SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: Sweep sale of Blackrock Liq FDS FedFunds

BLF FedFund TDDXX SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: Sweep sale of Blackrock Liq FDS FedFunds

Verizon Communications Inc. SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 75 units of Verizon Comunications

Target Corporation (TgT) SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 30 units of Target Corp

Roper Technologies, Inc. (RoP) SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 20 units of Roper Technologies Inc.

NVIDIA Corporation SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 25 units of NVIDIA Corp

Novartis Ag SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 50 units of Novartis Ag iD owner asset transaction Date notification amount cap. type Date gains >

Nike, Inc. SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 60 units of Nike Inc.

Nestle SA Sponsored ADR representing Registered Shares Series B SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds iD owner asset transaction Date notification amount cap. type Date gains > DESCRIPTIoN: 50 units of Nestle NAM

FLIR Systems, Inc. SUBHoLDINg oF: Stocks, Bonds, & Mutual Funds DESCRIPTIoN: 80 units of Flir Systems Inc.