All trades

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep sale of Blackrock Liq FDS Fed

great Canadian gaming Corp Ordinary Shares SUBHOLDINg OF: DSL Living Trust > Fidelity Investments Brokerage Account DESCRIPTION: All outstanding shares of great Canadian gaming Corp were recently acquired by a subsidiary of Apollo Funds. As part of the merger, great Canadian gaming Corp shareholders received $45CAD in cash for each outstanding share.

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep purchase of Blackrock Liq FDS Fed

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep purchase of Blackrock Liq FDS Fed

AIA group Ltd NPV common SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds LOCATION: Hong Kong, CN DESCRIPTION: sale of 295 units of AIA group LTD NPV common; no capital gain

Syneos Health, Inc. - Class A SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

Shift4 Payments, Inc. Class A SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

Leidos Holdings, Inc. ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

Evoqua Water Technologies Corp. SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

Element Solutions Inc. SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

Carrier global Corporation SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

Booz Allen Hamilton Holding Corporation SUBHOLDINg OF: DSL Living Trust > Bank of New York Brokerage Account 340

CryoPort, Inc. SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sale of 25 units Cryoport Inc common; $159 capital gain

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep purchase of Blackrock Liq FDS Fed

Visa Inc. SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sale of 40 units VISA Inc Class A; capital gains of $1,699

Visa Inc. SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sale of 40 units VISA Inc Class A; capital gains of $1,699

Intellia Therapeutics, Inc. SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sale of 10 units Intellia Therapeutics Inc; capital gains of $1,346

Cadence Design Systems, Inc. SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: purchase 15 units Cadence Design System Inc,

BLF FedFund TDDXX SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sweep purchase of Blackrock Liq FDS Fed

Fanuc Limited Ordinary Shares SUBHOLDINg OF: Stocks, Bonds, & Mutual Funds DESCRIPTION: sale of 15 units Fanuc Ltd; no capital gains

Ford Motor Company SuBHOlDINg OF: Schwab IRA

PbF logistics lP Common units representing limited partner $50,000 interests SubHOlDING OF: AXA Retirement Account

Nustar Energy l.P. Common units SubHOlDING OF: AXA Retirement Account

Enable Midstream Partners, lP Common units representing $100,000 dcbegf limited partner interests (ENbl) gfedc gfedc SubHOlDING OF: AXA Retirement Account cdefg cdefg

Antero Midstream Corporation cdefg SubHOlDING OF: AXA Retirement Account $50,000 gfedc

Shell Midstream Partners, l.P. Common units representing limited Partner Interests (SHlX) SubHOlDING OF: AXA Retirement Account

Phillips 66 Partners lP Common units representing limited partner $100,000 ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > interest in the Partnership fdgec SubHOlDING OF: AXA Retirement Account

Global Partners lP Global Partners lP Common units representing $50,000 limited Partner Interests (GlP) SubHOlDING OF: AXA Retirement Account

Enbridge Inc (ENb) SubHOlDING OF: AXA Retirement Account

CrossAmerica Partners lP Common units representing gfedc 09/24/2021 09/30/2021 $15,001 - limited partner interests (CAPl) $50,000 09/23/2021 09/30/2021 $15,001 - SubHOlDING OF: AXA Retirement Account CrossAmerica Partners lP P Common units representing limited partner interests (CAPl) SubHOlDING OF: AXA Retirement Account Enable Midstream Partners, lP P Common units representing limited partner interests (ENbl) SubHOlDING OF: AXA Retirement Account Enable Midstream Partners, lP P Common units representing limited partner interests (ENbl) ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOlDING OF: AXA Retirement Account cdefg

Shell Midstream Partners, l.P. Common units representing limited Partner Interests (SHlX) SubHOlDING OF: AXA Retirement Account

Global Partners lP Global Partners lP Common units representing $50,000 limited Partner Interests (GlP) SubHOlDING OF: AXA Retirement Account

Genesis Energy, l.P. Common units SubHOlDING OF: AXA Retirement Account

WisdomTree Cloud Computing Fund ID Owner Asset Transaction Date Notification Amount Cap. Type Date Gains > SubHOlDINg OF: National Securities- Advisor Discretion Account

TrueShares Technology, AI & Deep learning ETF SubHOlDINg OF: National Securities- Advisor Discretion Account

First Trust NASDAQ Cybersecurity ETF SubHOlDINg OF: National Securities- Advisor Discretion Account

CRISPR Therapeutics Ag - Common Shares SubHOlDINg OF: National Securities- Advisor Discretion Account edfgc

MgM Resorts International SubHOlDINg OF: National Securities- Advisor Discretion Account

Invesco Dynamic leisure and Entertainment ETF SubHOlDINg OF: National Securities- Advisor Discretion Account

RPM International Inc. SuBHOlDINg OF: IRA's > IRA- Spouse

RPM International Inc.

Broadcom Inc. (AVgO) SuBHOlDINg OF: IRA's > IRA- Spouse

Broadcom Inc. (AVgO) gfedc gfedc

DR MidCap Trust Series I SUbHOLDINg OF: DPJ & KAJ joint account

JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN SUbHOLDINg OF: DPJ & KAJ joint account

Novato CA uSD IMPT SCH [gS] SP uS Treasury Notes [gS] S 09/21/2021 09/30/2021 Spouse/DC Over cdefgb

los Angeles CA gO uTX [gS]

Dominion Energy, Inc.

Philip Morris International Inc

Williams Companies, Inc. (WMb) SubHOlDINg OF: Hern Family Revocable Trust DESCRIPTION: Dividend Reinvestment